How the SEC is crafting its cloud modernization strategy

 

Connecting state and local government leaders

A comprehensive strategy depends on a common language and architecture, according to an official driving the agency's effort.

Creating a common language and architecture for cloud operations helped the Securities and Exchange Commission in its efforts to move systems and applications into the cloud.  At a Jan. 30 FCW cloud event, Michael Fairless, branch chief of servers and storage at the SEC, said he thinks integrating technology, processes and people are the three keys to developing a successful cloud strategy.

“We are going to need more programmers if we automate our systems,” Fairless said.  “You need to take the technology pieces and make them all work together.  As you start to think about your cloud environment, you become in essence a broker.”

The SEC developed a formal cloud strategy late last year after working with software-as-a-service providers to move some tools into the cloud.  The agency is building the core infrastructure in the cloud by getting “operational and security services” up first before tackling some more complicated migrations.

“We have been pseudo-indoctrinated into the cloud, but we finally started to finalize a strategy and started to focus on what we can and what we should focus on next,” Fairless told GCN after his presentation.  “Our first implementation is going be probably going to be storage because we are looking at using cloud for archive and backup purposes.”

Fairless said he believes moving SEC’s data centers into the cloud will create cost efficiencies that will help the agency shift other applications and systems to the cloud.  The agency is considering more SaaS applications and exploring disaster recovery as a service.

Legacy systems that are near the end of their government contracts are also cloud migration candidates. Fairless said his agency is looking into whether some of the legacy systems need a cloud environment and how they would need to be modernized if they do migrate.

The SEC is using Amazon Web Services as its primary cloud provider, but it considering Microsoft Azure as well.

“From an infrastructure and support perspective, we felt it was necessary to figure out AWS first since our principal server for SEC.gov is in AWS,” Fairless said.  “We are talking with Microsoft about we can do in the coming years as we start looking at the Office services, and they have a whole host of services focused on analytics as well.”

While the SEC plans to move a multitude of services to the cloud, governance structures remain a challenge.

“We have everything from Salesforce to other vendors who are providing niche and focused services,” Fairless said.  “We need to figure out how we’re going to ensure proper governance in the SaaS implementation because we don’t necessarily get access to the inner workings of the services that vendors provide.”

For now, the SEC is operating a hybrid cloud environment, but Fairless said he doesn’t think that there’s any system that SEC can’t move to the cloud. The agency has virtualized 95 percent of its systems so far.

“The leap from virtualization to cloud services isn’t insignificant, but it is linked,” Fairless said. “The challenge for some of the systems that are older is that you have to first figure out how to break the linkage from the physical hardware before you can think about what is next," whether that's moving to the cloud or "redesigning it from the ground up.”

X
This website uses cookies to enhance user experience and to analyze performance and traffic on our website. We also share information about your use of our site with our social media, advertising and analytics partners. Learn More / Do Not Sell My Personal Information
Accept Cookies
X
Cookie Preferences Cookie List

Do Not Sell My Personal Information

When you visit our website, we store cookies on your browser to collect information. The information collected might relate to you, your preferences or your device, and is mostly used to make the site work as you expect it to and to provide a more personalized web experience. However, you can choose not to allow certain types of cookies, which may impact your experience of the site and the services we are able to offer. Click on the different category headings to find out more and change our default settings according to your preference. You cannot opt-out of our First Party Strictly Necessary Cookies as they are deployed in order to ensure the proper functioning of our website (such as prompting the cookie banner and remembering your settings, to log into your account, to redirect you when you log out, etc.). For more information about the First and Third Party Cookies used please follow this link.

Allow All Cookies

Manage Consent Preferences

Strictly Necessary Cookies - Always Active

We do not allow you to opt-out of our certain cookies, as they are necessary to ensure the proper functioning of our website (such as prompting our cookie banner and remembering your privacy choices) and/or to monitor site performance. These cookies are not used in a way that constitutes a “sale” of your data under the CCPA. You can set your browser to block or alert you about these cookies, but some parts of the site will not work as intended if you do so. You can usually find these settings in the Options or Preferences menu of your browser. Visit www.allaboutcookies.org to learn more.

Sale of Personal Data, Targeting & Social Media Cookies

Under the California Consumer Privacy Act, you have the right to opt-out of the sale of your personal information to third parties. These cookies collect information for analytics and to personalize your experience with targeted ads. You may exercise your right to opt out of the sale of personal information by using this toggle switch. If you opt out we will not be able to offer you personalised ads and will not hand over your personal information to any third parties. Additionally, you may contact our legal department for further clarification about your rights as a California consumer by using this Exercise My Rights link

If you have enabled privacy controls on your browser (such as a plugin), we have to take that as a valid request to opt-out. Therefore we would not be able to track your activity through the web. This may affect our ability to personalize ads according to your preferences.

Targeting cookies may be set through our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store directly personal information, but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Social media cookies are set by a range of social media services that we have added to the site to enable you to share our content with your friends and networks. They are capable of tracking your browser across other sites and building up a profile of your interests. This may impact the content and messages you see on other websites you visit. If you do not allow these cookies you may not be able to use or see these sharing tools.

If you want to opt out of all of our lead reports and lists, please submit a privacy request at our Do Not Sell page.

Save Settings
Cookie Preferences Cookie List

Cookie List

A cookie is a small piece of data (text file) that a website – when visited by a user – asks your browser to store on your device in order to remember information about you, such as your language preference or login information. Those cookies are set by us and called first-party cookies. We also use third-party cookies – which are cookies from a domain different than the domain of the website you are visiting – for our advertising and marketing efforts. More specifically, we use cookies and other tracking technologies for the following purposes:

Strictly Necessary Cookies

We do not allow you to opt-out of our certain cookies, as they are necessary to ensure the proper functioning of our website (such as prompting our cookie banner and remembering your privacy choices) and/or to monitor site performance. These cookies are not used in a way that constitutes a “sale” of your data under the CCPA. You can set your browser to block or alert you about these cookies, but some parts of the site will not work as intended if you do so. You can usually find these settings in the Options or Preferences menu of your browser. Visit www.allaboutcookies.org to learn more.

Functional Cookies

We do not allow you to opt-out of our certain cookies, as they are necessary to ensure the proper functioning of our website (such as prompting our cookie banner and remembering your privacy choices) and/or to monitor site performance. These cookies are not used in a way that constitutes a “sale” of your data under the CCPA. You can set your browser to block or alert you about these cookies, but some parts of the site will not work as intended if you do so. You can usually find these settings in the Options or Preferences menu of your browser. Visit www.allaboutcookies.org to learn more.

Performance Cookies

We do not allow you to opt-out of our certain cookies, as they are necessary to ensure the proper functioning of our website (such as prompting our cookie banner and remembering your privacy choices) and/or to monitor site performance. These cookies are not used in a way that constitutes a “sale” of your data under the CCPA. You can set your browser to block or alert you about these cookies, but some parts of the site will not work as intended if you do so. You can usually find these settings in the Options or Preferences menu of your browser. Visit www.allaboutcookies.org to learn more.

Sale of Personal Data

We also use cookies to personalize your experience on our websites, including by determining the most relevant content and advertisements to show you, and to monitor site traffic and performance, so that we may improve our websites and your experience. You may opt out of our use of such cookies (and the associated “sale” of your Personal Information) by using this toggle switch. You will still see some advertising, regardless of your selection. Because we do not track you across different devices, browsers and GEMG properties, your selection will take effect only on this browser, this device and this website.

Social Media Cookies

We also use cookies to personalize your experience on our websites, including by determining the most relevant content and advertisements to show you, and to monitor site traffic and performance, so that we may improve our websites and your experience. You may opt out of our use of such cookies (and the associated “sale” of your Personal Information) by using this toggle switch. You will still see some advertising, regardless of your selection. Because we do not track you across different devices, browsers and GEMG properties, your selection will take effect only on this browser, this device and this website.

Targeting Cookies

We also use cookies to personalize your experience on our websites, including by determining the most relevant content and advertisements to show you, and to monitor site traffic and performance, so that we may improve our websites and your experience. You may opt out of our use of such cookies (and the associated “sale” of your Personal Information) by using this toggle switch. You will still see some advertising, regardless of your selection. Because we do not track you across different devices, browsers and GEMG properties, your selection will take effect only on this browser, this device and this website.